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Registrant Regulation Compliance Strategies Summit
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Registrant Regulation Compliance Strategies Summit

09/04/2013 to 10/04/2013

When: April 9-10, 2013
Where: One King West Hotel
Toronto, Ontario  

Registrant Regulation Compliance Strategies Summit

WHEN: April 9-10, 2013
WHERE: One King West Hotel, Toronto

Take back solutions from expert panels and regulators to achieve compliance excellence, improve your record keeping, and meet your fiduciary responsibilities.

Network directly with regulatory organizations. Determine the best strategies to prepare for enforcement changes regarding CRM II, as well as Derivatives and Risk management.

  • David Gilkes, President, North Star Compliance & Regulatory Solutions Inc., EMDA Vice Chair
  • Geoffrey Ritchie, EMDA Executive Director
  • Susan Wolburgh Jenah – President and CEO, IIROC
  • Kevin Fine – Director, Derivatives Branch, OSC
  • David Kaufman – President and Chief Compliance Officer, Westcourt Capital
  • Dave Cheop – VP, Corporate Compliance, Investors Group
  • Joe Ladeira – Chief Compliance Officer, Byron Capital Markets
  • Kelly Everest – Senior Forensic Accountant, OSC
  • Wayne Bolton – Chief Compliance Officer, Edward Jones



EMDA members receive $200 off the conference price.
To receive the VIP code, please log in HERE.


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