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Many publications of the PCMA are only available to Members. The PCMA publications provide valuable business, compliance and regulatory advice to Members and help them stay up to date with changes in regulation and developments in the exempt market industry.

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Be among the first to learn about developments in the private capital markets/exempt market industry and updates on issues affecting EMDs. Use our email Contact Us form to be added to our email newsletter circulation.

Here are some of our publications that are publicly available.

Other Publications
July 26, 2013
Overview of common EMD regulatory filing deficiencies »
Source: Originally published in Exempt Market Update , Issue 3 - the leading national magazine for the exempt market prof...
July 15, 2013
Anti-Money Laundering 101 for Exempt Market Dealers »
Source: Originally published in Exempt Market Update, Issue 3 - the leading national magazine for the exempt market prof...
July 2, 2013
Selling to Accredited Investor – You Better Get It Right! »
Source: Originally published in Exempt Market Update, Issue 3 - the leading national magazine for the exempt market prof...
June 25, 2013
Comments on proposed statutory best interest duty »
Source: Originally published in Exempt Market Update, Issue 3 - the leading national magazine for the exempt market prof...
June 20, 2013
The day the regulators learned about the Exempt Market »
Source: Originally published in Exempt Market Update, Issue 3 - the leading national magazine for the exempt market prof...
July 25, 2012
Part Two - Introduction to Fee-Tails. What are they? »
By: David Brown, EMDA Director and Founding President and Partner at WeirFoulds LLP In the last edition of Exempt Market...
July 24, 2012
Gold Bullion - A Viable Investment for EMD clients »
Bullion Basics – Part One By: Mark MacDonald, EMDA Director,Vice-President of Shareholder Relations, Bullion Managemen...
July 24, 2012
EMDs and Conflicts of Interest Related and Connected Issuer Disclosure »
By: Brian Koscak, EMDA Chairman and Partner, Cassels Brock & Blackwell LLP An exempt market dealer ( EMD) must no...
July 23, 2012
CSA Provides Guidance for Preparing and Filing an Offering Memorandum Under NI 45-106 »
By:      Brian Koscak, EMDA Chairman and Partner, Cassels Brock & Blackwell LLP Afzal Hasan,...
July 20, 2012
CSA Staff Notice 45-308 »
Guidance for Preparing and Filing Reports of Exempt Distributions Under NI 45-106 By: Brian Koscak, EMDA Chairman and P...
July 20, 2012
EMDs have been IFRS’d! »
By: Stephen Warden, CA, EMDA Director and Partner, parker simone LLP Exempt Market Dealers (EMDs) with fiscal year end...
July 19, 2012
6 Reasons to Work With an Exempt Market Dealer (EMD) »
By: Jacoline Loewen, EMDA Director and Director, Loewen & Partners Inc. Before we talk about reasons to working with...
May 14, 2012
Advisors such as EMDs Need to Reduce Risk - Make transparency Your Goal »
Advisors such as EMDs Need to Reduce Risk - Make transparency Your Goal In this 4-part series produced by Investment Ex...
April 17, 2012
Exempt Market Dealers and Broker Warrant Compensation »
By: Brian Koscak, EMDA Chairman and Partner, Cassels Brock & Blackwell LLP David Gilkes, EMDA Director and President...
April 16, 2012
6 Bear Traps When Negotiating the Term Sheet »
By: Jacoline Loewen, EMDA Director and Director, Loewen & Partners Inc. A term sheet is just a stepping stone towar...
April 14, 2012
Engagement Letter Best Practices - Part One »
By: David Brown, EMDA Director and Founding President and Partner at WeirFoulds LLP One of the first steps a company (...
April 13, 2012
Compliance with the Accredited Investor Exemption - A Nine-Point Plan for EMDs »
By: Brian Koscak, EMDA Chairman and Partner, Cassels Brock & Blackwell LLP David Gilkes, EMDA Director and President o...
April 12, 2012
Just Who is an Accredited Investor? »
By: David Gilkes, EMDA Director and President of North Star Compliance & Regulatory Solutions Inc. National Instrume...
April 11, 2012
IFRS Disclosure Expectations - EMDs should heed recent OSC advice! »
By: Stephen Warden, CA, EMDA Director and Partner, parker simone LLP In an effort to provide timely input to issuers,...

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