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PCMA comments on proposed amendments to NI 31-103 and related rules published by the CSA on December

March 5, 2014   (0 Comments)
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The Private Capital Markets Association of Canada (PCMA) (formerly the Exempt Market Dealers Association of Canada) submitted a comment letter in connection with the proposed amendments to NI 31-103 and related rules published by the CSA on December 5, 2013.
 
The comment letter tackled some complicated issues  critical to our members involving
  • EMDs and prospectus offerings
  • CCOs and the proposed experience requirement
  • Registration exemption for trades through a dealer
Please review the comment letter HERE.

As the strong national voice for the private capital markets/exempt market, the PCMA constantly monitors key issues affecting the private capital markets/exempt market. The PCMA has made detailed written submissions to securities regulators and we meet regularly with senior representatives of the provincial securities commissions to advance the issues facing the exempt market professionals.

All comment letters can be found on our website under Advocacy section.

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