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News and Publications : Regulatory Updates

Attend OSC's seminar on the CSA Consultation Paper 33-404

June 20, 2016  
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June 20, 2016
Source: The Ontario Securities Commission website


TORONTO – The Ontario Securities Commission will hold a seminar on the background and content of CSA Consultation Paper 33-404. Attend the seminar on Thursday, June 23, 2016.

Description: This seminar will provide an overview of CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients, including the proposed targeted reforms (e.g. conflicts, KYC, KYP, suitability, use of titles) and proposed regulatory best interest standard described in the Paper.

Who should attend: Dealers and advisers who are interested in the proposals in CSA Consultation Paper 33-404 and who would like more information about this initiative.

Time and location: 22nd Floor Training Room
Ontario Securities Commission
20 Queen Street West
Toronto, ON

Thursday, June 23, 2016
2:00 p.m. - 4 p.m.


For more information and to register click HERE

For Media Inquiries:

For Investor Inquiries:
OSC Contact Centre

1-877-785-1555 (Toll Free)