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PCMA needs your feedback: NI 31-103

July 26, 2018   (0 Comments)
Posted by: Jenya Lorenc
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BACKGROUND

CSA has published for comment, reforms to put clients’ interests first and indicate policy decision on embedded commissions.
The PCMA invites your comments on these Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.

 

- URGENT! Click here for the templates that the PCMA have prepared for you to comment on various issues in the CSA's proposed amendments so that we can incorporate them into the PCMA's comment letter. Please follow the instructions contained on the first page and return your completed templates to the PCMA by August 3, 2018 to info@pcmacanada.com.

 

Webinar recording on the topic is available to the PCMA members here.

 

Your input is valuable! We thank you in advance for making a difference for our industry!


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