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News and Publications : Regulatory Updates

Current Exempt Market Initiatives & Summary of Key Capital Raising Prospectus Exemptions in Ontario

January 28, 2016  
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On January 28, 2016, the Canadian Securities Administrators (CSA) and the Ontario Securities Commission (OSC) published the following updates related to the exempt market:

Summary of Key Capital Raising Prospectus Exemptions in Ontario

This summary provides an overview of key capital raising prospectus exemptions in Ontario that were amended or introduced as a result of the Ontario Securities Commission's (OSC) broad review of the exempt market regulatory regime (the Exempt Market Review) beginning in 2011.

CSA Staff Notice 45-314 – Updated List of Current Exempt Market Initiatives

Modernization of the exempt market regulatory regime is a major priority for the Canadian Securities Administrators (CSA). In keeping with this, CSA members have published or adopted a series of significant initiatives related to prospectus exemptions. This notice describes all of these initiatives in one place for the benefit of industry and investors.


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