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Proposed Changes to NI 31-103 Webinar Recording
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THANK YOU VERY MUCH FOR YOUR PARTICIPATION IN THE WEBINAR ON CSA PROPOSED CHANGES TO NI 31-103 CLIENT FOCUSED REFORMS HELD ON TUESDAY, JULY 24TH.

 

YOU CAN VIEW THE RECORDING HERE

 

BACKGROUND

CSA has published for comment, reforms to put clients’ interests first and indicate policy decision on embedded commissions.
The PCMA invites your comments on these Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.

 

- URGENT! Click here for the templates that the PCMA have prepared for you to comment on various issues in the CSA's proposed amendments so that we can incorporate them into the PCMA's comment letter. Please follow the instructions contained on the first page and return your completed templates to the PCMA by August 3, 2018 to info@pcmacanada.com.

 

 

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