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PCMA Comment Letters
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The PCMA monitors key issues affecting the private capital markets, in particular securities regulations that impact two key areas: 

  1. Registration and compliance issues for exempt market dealers including National Instrument NI 31-103 and related regulations; and 
  2. Prospectus and exempt product/trade rules for issuers, dealers and investors including National Instrument 45-106 and related regulations.  

The PCMA regularly provides detailed written submissions to securities regulators, we meet regularly with senior staff from provincial securities commissions and several members of the Executive and Board have been appointed to advisory roles with securities commissions. 



Recent PCMA comment letters and formal regulatory submissions

 

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