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Peter Dunne
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Peter Dunne
Partner, Miller Thomson LLP

 

 

Email: peter.dunne@pcmacanada.com

Telephone: 416.597.6034

www.millerthomson.com


 

Peter Dunne is a Director of the Private Capital Markets Association of Canada.

 

Peter Dunne* started the firm's securities registration and compliance practice in the 1990s, focusing on registration matters for all categories of dealers and advisers. He is active in the firm’s investment fund practice where he is involved with mutual funds, venture capital funds, limited partnerships and other investment vehicles, public and private. Peter also provides a broad range of capital markets services in connection with public and private financings, stock exchange listings, and mergers and acquisitions. Peter presently acts for a number of registered dealers and advisors, investment fund companies, venture capital groups and public companies.

 

 

 

Peter organized and chaired the Financial Intermediary Regulatory Summit (April 2001) at which he and top regulators from Ontario addressed the sweeping changes taking place in the regulation of Ontario's capital markets. He also organized and chaired a series of presentations in 2009 on National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, the culmination of a national effort to harmonize and update the registration rules in Canada.

 

 

 

In 2001, Peter was instrumental in establishing a regulatory consulting company to augment the firm’s registration and compliance practice. The end of the affiliation in 2009 resulted in new relationships with two emerging independent consulting companies. Through these and other external service providers, Peter continues to maintain a comprehensive and innovative approach to the securities regulatory services he provides.

 

 

 

*denotes Professional Corporation

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