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Phil du Heaume
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  Philip A. du Heaume*

Independent Legal Consultant
Exempt Edge

t: 780-718-8256

e: pduheaume@duheaumelow.com

 

Phil du Heaume is a practicing lawyer in the Province of Alberta through his professional corporation and can be contacted via his website, www.duHeaumeLaw.com.  He’s been involved in the private capital space since 2009 with the onset of the NI 31-103 registrant oversight regime and currently sits as a member of the Alberta Securities Commission Exempt Market Dealer Advisory Committee (EMDAC). In 2015, Phil obtained his certificate from Osgoode Hall Law School in Regulatory Compliance & Legal Risk Management for Financial Institutions.
 
He currently represented a number of dealer, portfolio manager and fund manager clients, as well as acts as the regulatory advisor for Exempt Edge Inc.’s private market suite of technologies.  Previously, Phil was internal general counsel with Raintree Financial Solutions, and a founder of Incapsol Inc., which sold its regtech product line to Exempt Edge Inc. in 2016.

 

* Denotes Professional Corporation
Edmonton, Alberta, Canada

Legal