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Your input is needed! CSA Notice and Request For Comment: NI 31-103
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URGENT TO ALL PCMA MEMBERS & INDUSTRY PROFESSIONALS

 


The CSA has proposed changes to National Instrument 31-103 Client Focused Reforms and Proposed Changes to Referral Arrangements. Click HERE to read the full CSA notice. 

 

 

Our PCMA Directors have penned letters to help inform our stakeholders 

 

We have prepared a template for comments and strongly urge you to submit your comments for consideration! Please find the full template HEREIf you would like to create your own, please use this simple template as a guideline for your comments.

 

LEARN MORE !

The PCMA has been rolling out a series of short webinars to help educate our members and industry professionals on the proposed changes and how they will affect your business.

 

Submit all comments to comments@osc.gov.on.ca

 

Part 1 : Introduction to the Proposed Changes

 

Part 2 : Misleading Communication

 

Part 3 : Relationship Disclosure Information

 

Part 4: TBC 

 

 

 

 

 



       

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